You decide
- Whether the evidence meets your obligations
- Which open gaps to close first
- Whether your firm is compliant
For non-bank financial businesses under the FTC
The FTC Safeguards Rule requires a written information security program with specific controls: a qualified individual in charge, a risk assessment, multi-factor authentication, encryption, monitoring and a written report to leadership every year. Compliance: FTC Safeguards gives you quarterly evidence for each one, without you having to ask.

It likely applies if your firm is one of these:
Keep a written information security program overseen by a qualified individual
Documentation of the program and the controls behind it
Evidence your qualified individual can use in the annual report to leadership
Complete a written risk assessment
Risk assessment support, kept current
Risk assessment records
Use access controls, encryption and multi-factor authentication
Access controls, encryption and multi-factor sign-in
Multi-factor authentication and encryption evidence
Monitor continuously or test regularly, and train staff
Monitoring, testing and awareness training
Monitoring and testing records
Oversee service providers and keep an incident response plan
A service provider inventory and a response runbook
Provider reviews and incident records
Notify the FTC within 30 days of a breach involving 500 or more people
The incident facts the notice needs
A timeline record for every incident
Report to your leadership in writing at least once a year
The evidence the report needs, gathered every quarter
The Compliance Posture Report itself
Scoped to FTC Safeguards, delivered every quarter without asking. The proof in your hands is never more than three months old.
Sample · Compliance Posture Report
ACME Corp · Quarter 3 · FTC Safeguards
Sample report for a fictional business. Example figures.
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